The OTCex Group entities are authorized investment firms regulated by the relevant market authorities in France, the UK and Germany.
They are neutral market intermediaries whose sole purpose is to offer quality services to their institutional clientele in an environment of trust.
As such, the group's entities and employees strictly comply with
prevailing regulations, particularly those emanating from market
regulators (AMF, FSA and Bafin).
Our entities must comply with prudential ratios enabling them to ensure the durability of our intermediation services to our clientele. |
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The OTCex Group’s brokering operations, both in blind or name give-up, are also subject to minimum capital requirements that must be rigorously maintained within the limits of certain ratios at all times.
Balance sheet reports are forwarded to the Banking Commission
in France at least once a month. These measures are designed to assure
our clients that they can trust the quality and, especially the
continuity of our services.
The OTCex Group is a neutral market intermediary that never takes positions. As a result, it is able to provide an impartial offering to its institutional clientele.
Clients may take advantage of OTCex’ Group’s services via voice, online
systems or a hybrid system wedding the best of electronic technology
with its brokers’ telephone services, as appropriate for each product.
These services are constantly monitored on both a regular and ad hoc
basis. Reports on order execution and monitoring practices are regularly forwarded to the relevant authorities.
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